China Cord Blood Corporation
|
(Name of Issuer)
|
Common Stock, par value $0.0001 per share
|
(Title of Class of Securities)
|
698659109
|
(CUSIP Number)
|
September 29, 2015
|
(Date of Event Which Requires Filing of this Statement)
|
☐ | Rule 13d-1(b) |
☒ | Rule 13d-1(c) |
☐ | Rule 13d-1(d) |
CUSIP No. | 698659109 |
1
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Jayhawk China Fund (Cayman), Ltd. (98-0170144)
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) ☐
(b) ☒
|
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH:
|
5
|
SOLE VOTING POWER
0
|
6
|
SHARED VOTING POWER
911,119
|
|
7
|
SOLE DISPOSITIVE POWER
0
|
|
8
|
SHARED DISPOSITIVE POWER
911,119
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
911,119 (see Item 4)
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (See Instructions) ☐
Not Applicable
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
1.25%*
|
|
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
PN
|
CUSIP No. | 698659109 |
1
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Jayhawk Capital Management, L.L.C. (48-1172612)
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) ☐
(b) ☒
|
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH:
|
5
|
SOLE VOTING POWER
0
|
6
|
SHARED VOTING POWER
911,119*
|
|
7
|
SOLE DISPOSITIVE POWER
0
|
|
8
|
SHARED DISPOSITIVE POWER
911,119*
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
911,119* (see Item 4)
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (See Instructions) ☐
Not Applicable
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
1.25%**
|
|
12
|
OO
|
CUSIP No. | 698659109 |
1
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Jayhawk Private Equity Fund II, L.P. (26-1692972)
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) ☐
(b) ☒
|
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH:
|
5
|
SOLE VOTING POWER
0
|
6
|
SHARED VOTING POWER
5,056,592
|
|
7
|
SOLE DISPOSITIVE POWER
0
|
|
8
|
SHARED DISPOSITIVE POWER
5,056,592
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,056,592 (see Item 4)
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (See Instructions) ☐
Not Applicable
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
6.93%*
|
|
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
PN
|
CUSIP No. | 698659109 |
1
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Jayhawk Private Equity GP II, L.P. (26-1692915)
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) ☐
(b) ☒
|
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH:
|
5
|
SOLE VOTING POWER
0
|
6
|
SHARED VOTING POWER
5,056,592*
|
|
7
|
SOLE DISPOSITIVE POWER
0
|
|
8
|
SHARED DISPOSITIVE POWER
5,056,592*
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,056,592* (see Item 4)
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (See Instructions) ☐
Not Applicable
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
6.93%**
|
|
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
PN
|
CUSIP No. | 698659109 |
1
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Jayhawk Private Equity, LLC (26-1692786)
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) ☐
(b) ☒
|
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH:
|
5
|
SOLE VOTING POWER
0
|
6
|
SHARED VOTING POWER
5,506,592*
|
|
7
|
SOLE DISPOSITIVE POWER
0
|
|
8
|
SHARED DISPOSITIVE POWER
5,506,592*
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,506,592* (see Item 4)
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (See Instructions) ☐
Not Applicable
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
6.93%**
|
|
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO
|
CUSIP No. | 698659109 |
1
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Kent C McCarthy Revocable Trust dated October 24, 2003
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) ☐
(b) ☒
|
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Kansas
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH:
|
5
|
SOLE VOTING POWER
0
|
6
|
SHARED VOTING POWER
362,861
|
|
7
|
SOLE DISPOSITIVE POWER
0
|
|
8
|
SHARED DISPOSITIVE POWER
362,861
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
362,861 (see Item 4)
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (See Instructions) ☐
Not Applicable
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.5%*
|
|
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO
|
CUSIP No. | 698659109 |
1
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
7-2010 GRAT 6 UNDER KENT C MCCARTHY GRAT TR DTD 4-23-2010 (27-6713301)
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) ☐
(b) ☒
|
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Nevada
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH:
|
5
|
SOLE VOTING POWER
0
|
6
|
SHARED VOTING POWER
436,146
|
|
7
|
SOLE DISPOSITIVE POWER
0
|
|
8
|
SHARED DISPOSITIVE POWER
436,146
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
436,146 (see Item 4)
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (See Instructions) ☐
Not Applicable
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.6%*
|
|
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO
|
CUSIP No. | 698659109 |
1
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Kent C. McCarthy
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) ☐
(b) ☒
|
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH:
|
5
|
SOLE VOTING POWER
0
|
6
|
SHARED VOTING POWER
6,766,718*
|
|
7
|
SOLE DISPOSITIVE POWER
0
|
|
8
|
SHARED DISPOSITIVE POWER
6,766,718*
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,766,718* (see Item 4)
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (See Instructions) ☐
Not Applicable
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
9.27%**
|
|
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
|
Item 2(a) | Name of Person Filing: |
Item 2(b) | Address of Principal Business Office or, if None, Residence: |
Item 2(c) | Citizenship: |
Item 4 | Ownership: |
Item 10 | Certification: |
Dated: | October 2nd, 2015 |
/s/ Kent C. McCarthy
|
||||
Kent C. McCarthy
|
||||
Jayhawk China Fund (Cayman), Ltd.
|
||||
By:
|
Jayhawk Capital Management, L.L.C.,
|
|||
Its Manager
|
||||
By:
|
/s/ Kent C. McCarthy
|
|||
Name: Kent C. McCarthy
|
||||
Title: Manager
|
||||
Jayhawk Capital Management, LLC
|
||||
By:
|
/s/ Kent C. McCarthy
|
|||
Name: Kent C. McCarthy
|
||||
Title: Manager
|
||||
Jayhawk Private Equity Fund II, L.P.
|
||||
By:
|
Jayhawk Private Equity GP II, L.P.
|
|||
Its general partner
|
||||
By: Jayhawk Private Equity, LLC
|
||||
Its general partner
|
||||
By:
|
/s/ Kent C. McCarthy
|
|||
Name: Kent C. McCarthy
|
||||
Title: Manager
|
||||
Jayhawk Private Equity GP II, L.P.
|
||||
By:
|
Jayhawk Private Equity, LLC
|
|||
Its general partner
|
||||
By:
|
/s/ Kent C. McCarthy
|
|||
Name: Kent C. McCarthy
|
||||
Title: Manager
|
||||
Jayhawk Private Equity, LLC
|
||||
By:
|
/s/ Kent C. McCarthy
|
|||
Name: Kent C. McCarthy
|
||||
Title: Manager
|
Kent C. McCarthy Revocable Trust dated October 24, 2003
|
|||
By:
|
/s/ Kent C. McCarthy
|
||
Name: Kent C. McCarthy
|
|||
Title: Trustee
|
|||
7-2010 GRAT 6 Under Kent C McCarthy GRAT Tr Dtd 4-23-2010
|
|||
By:
|
/s/ Michael D. Schmitz
|
||
Name: Michael D. Schmitz
|
|||
Title: Trustee
|
/s/ Kent C. McCarthy
|
||||
Kent C. McCarthy
|
||||
Jayhawk China Fund (Cayman), Ltd.
|
||||
By:
|
Jayhawk Capital Management, L.L.C.,
|
|||
Its Manager
|
||||
By:
|
/s/ Kent C. McCarthy
|
|||
Name: Kent C. McCarthy
|
||||
Title: Manager
|
||||
Jayhawk Capital Management, LLC
|
||||
By:
|
/s/ Kent C. McCarthy
|
|||
Name: Kent C. McCarthy
|
||||
Title: Manager
|
||||
Jayhawk Private Equity Fund II, L.P.
|
||||
By:
|
Jayhawk Private Equity GP II, L.P.
|
|||
Its general partner
|
||||
By: Jayhawk Private Equity, LLC
|
||||
Its general partner
|
||||
By:
|
/s/ Kent C. McCarthy
|
|||
Name: Kent C. McCarthy
|
||||
Title: Manager
|
||||
Jayhawk Private Equity GP II, L.P.
|
||||
By:
|
Jayhawk Private Equity, LLC
|
|||
Its general partner
|
||||
By:
|
/s/ Kent C. McCarthy
|
|||
Name: Kent C. McCarthy
|
||||
Title: Manager
|
||||
Jayhawk Private Equity, LLC
|
||||
By:
|
/s/ Kent C. McCarthy
|
|||
Name: Kent C. McCarthy
|
||||
Title: Manager
|
Kent C. McCarthy Revocable Trust dated October 24, 2003
|
|||
By:
|
/s/ Kent C. McCarthy
|
||
Name: Kent C. McCarthy
|
|||
Title: Trustee
|
|||
7-2010 GRAT 6 Under Kent C McCarthy GRAT Tr Dtd 4-23-2010
|
|||
By:
|
/s/ Michael D. Schmitz
|
||
Name: Michael D. Schmitz
|
|||
Title: Trustee
|