China Cord Blood Corporation
|
(Name of Issuer)
|
Common Stock, par value $0.0001 per share
|
(Title of Class of Securities)
|
698659109
|
(CUSIP Number)
|
December 31, 2013
|
(Date of Event Which Requires Filing of this Statement)
|
1
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
JCF CO LF, L.P. (45-3936411)
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [X]
|
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH:
|
5
|
SOLE VOTING POWER
0
|
6
|
SHARED VOTING POWER
1,858,291
|
|
7
|
SOLE DISPOSITIVE POWER
0
|
|
8
|
SHARED DISPOSITIVE POWER
1,858,291
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,858,291 (see Item 4)
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (See Instructions) [ ]
Not Applicable
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
2.55%*
|
|
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
PN
|
1
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Jayhawk Capital Management, L.L.C. (48-1172612)
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [X]
|
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH:
|
5
|
SOLE VOTING POWER
0
|
6
|
SHARED VOTING POWER
1,858,291*
|
|
7
|
SOLE DISPOSITIVE POWER
0
|
|
8
|
SHARED DISPOSITIVE POWER
1,858,291*
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,858,291* (see Item 4)
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (See Instructions) [ ]
Not Applicable
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
2.55%**
|
|
12
|
OO
|
1
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Jayhawk Private Equity Fund II, L.P. (26-1692972)
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [X]
|
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH:
|
5
|
SOLE VOTING POWER
0
|
6
|
SHARED VOTING POWER
6,340,295
|
|
7
|
SOLE DISPOSITIVE POWER
0
|
|
8
|
SHARED DISPOSITIVE POWER
6,340,295
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,340,295 (see Item 4)
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (See Instructions) [ ]
Not Applicable
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
8.68%*
|
|
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
PN
|
1
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Jayhawk Private Equity GP II, L.P. (26-1692915)
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [X]
|
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH:
|
5
|
SOLE VOTING POWER
0
|
6
|
SHARED VOTING POWER
6,340,295*
|
|
7
|
SOLE DISPOSITIVE POWER
0
|
|
8
|
SHARED DISPOSITIVE POWER
6,340,295*
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,340,295* (see Item 4)
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (See Instructions) [ ]
Not Applicable
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
8.68%**
|
|
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
PN
|
1
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Jayhawk Private Equity, LLC (26-1692786)
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [X]
|
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH:
|
5
|
SOLE VOTING POWER
0
|
6
|
SHARED VOTING POWER
6,340,295*
|
|
7
|
SOLE DISPOSITIVE POWER
0
|
|
8
|
SHARED DISPOSITIVE POWER
6,340,295*
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,340,295* (see Item 4)
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (See Instructions) [ ]
Not Applicable
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
8.68%**
|
|
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO
|
1
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
JHAB Fund II, LLC (26-1692786)
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [X]
|
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH:
|
5
|
SOLE VOTING POWER
0
|
6
|
SHARED VOTING POWER
1,308,901
|
|
7
|
SOLE DISPOSITIVE POWER
0
|
|
8
|
SHARED DISPOSITIVE POWER
1,308,901
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,308,901 (see Item 4)
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (See Instructions) [ ]
Not Applicable
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
1.79%*
|
|
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO
|
1
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
JHAB Management II, LLC
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [X]
|
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH:
|
5
|
SOLE VOTING POWER
0
|
6
|
SHARED VOTING POWER
1,308,901*
|
|
7
|
SOLE DISPOSITIVE POWER
0
|
|
8
|
SHARED DISPOSITIVE POWER
1,308,901*
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,308,901* (see Item 4)
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (See Instructions) [ ]
Not Applicable
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
1.79%**
|
|
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO
|
1
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Kent C. McCarthy
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [X]
|
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH:
|
5
|
SOLE VOTING POWER
0
|
6
|
SHARED VOTING POWER
9,507,487*
|
|
7
|
SOLE DISPOSITIVE POWER
0
|
|
8
|
SHARED DISPOSITIVE POWER
9,507,487*
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9,507,487* (see Item 4)
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (See Instructions) [ ]
Not Applicable
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
13.02%**
|
|
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
|
Item 4
|
Ownership:
|
Item 10
|
Certification:
|
Dated:
|
May 14, 2014
|
|
|
|
|
|
|
/s/ Kent C. McCarthy |
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|
|
Kent C. McCarthy
|
|
|
|
|
|
|
Jayhawk Capital Management, L.L.C.
|
|
|
|
|
|
|
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By:
|
/s/ Kent C. McCarthy
|
|
|
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Name: Kent C. McCarthy
|
|
|
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Title: Manager
|
|
|
Jayhawk Private Equity, LLC
|
|
|
|
|
|
|
|
By:
|
/s/ Kent C. McCarthy
|
|
|
|
Name: Kent C. McCarthy
|
|
|
|
Title: Manager
|
|
|
JHAB Management II, LLC
|
|
|
|
|
|
|
|
By:
|
/s/ Kent C. McCarthy |
|
|
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Name: Kent C. McCarthy
|
|
|
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Title: Manager
|
|
|
Jayhawk Private Equity GP II, L.P.
|
|
|
|
|
|
|
|
By:
By:
|
Jayhawk Private Equity, LLC
Its general partner
/s/ Kent C. McCarthy
|
|
|
Name: |
Kent C. McCarthy
|
|
|
Title:
|
Manager
|
|
|
Jayhawk Private Equity Fund II, L.P.
|
|
|
|
|
|
|
|
By:
By:
|
Jayhawk Private Equity GP II, L.P.
Its general partner
By: Jayhawk Private Equity, LLC
Its general partner
/s/ Kent C. McCarthy
|
|
|
Name:
|
Kent C. McCarthy
|
|
|
Title:
|
Manager
|
|
|
JCF CO LF, L.P.
|
|
|
|
|
|
|
|
By:
By:
|
Jayhawk Capital Management, L.L.C.
Its General Partner
/s/ Kent C. McCarthy
|
|
|
Name:
|
Kent C. McCarthy
|
|
|
Title:
|
Manager
|
|
|
JHAB Fund II, LLC
|
|
|
|
|
|
|
|
By:
By:
|
JHAB Management II, LLC
Its Manager
/s/ Kent C. McCarthy
|
|
|
Name:
|
Kent C. McCarthy
|
|
|
Title:
|
Manager
|
|
|
AGREEMENT REGARDING THE JOINT FILING OF SCHEDULE 13G/A
|
|
|
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|
/s/ Kent C. McCarthy |
|
|
|
Kent C. McCarthy
|
|
|
|
|
|
|
Jayhawk Capital Management, L.L.C.
|
|
|
|
|
|
|
|
By:
|
/s/ Kent C. McCarthy
|
|
|
|
Name: Kent C. McCarthy
|
|
|
|
Title: Manager
|
|
|
Jayhawk Private Equity, LLC
|
|
|
|
|
|
|
|
By:
|
/s/ Kent C. McCarthy
|
|
|
|
Name: Kent C. McCarthy
|
|
|
|
Title: Manager
|
|
|
JHAB Management II, LLC
|
|
|
|
|
|
|
|
By:
|
/s/ Kent C. McCarthy
|
|
|
Name:
|
Kent C. McCarthy
|
|
|
Title:
|
Manager
|
|
|
Jayhawk Private Equity GP II, L.P.
|
|
|
|
|
|
|
|
By:
By:
|
Jayhawk Private Equity, LLC
Its general partner
/s/ Kent C. McCarthy
|
|
|
Name: |
Kent C. McCarthy
|
|
|
Title:
|
Manager
|
|
|
Jayhawk Private Equity Fund II, L.P.
|
|
|
|
|
|
|
|
By:
By:
|
Jayhawk Private Equity GP II, L.P.
Its general partner
By: Jayhawk Private Equity, LLC
Its general partner
/s/ Kent C. McCarthy
|
|
|
Name:
|
Kent C. McCarthy
|
|
|
Title:
|
Manager
|
|
|
JCF CO LF, L.P.
|
|
|
|
|
|
|
|
By:
By:
|
Jayhawk Capital Management, L.L.C.
Its General Partner
/s/ Kent C. McCarthy
|
|
|
Name:
|
Kent C. McCarthy
|
|
|
Title:
|
Manager
|
|
|
JHAB Fund II, LLC
|
|
|
|
|
|
|
|
By:
By:
|
JHAB Management II, LLC
Its Manager
/s/ Kent C. McCarthy
|
|
|
Name:
|
Kent C. McCarthy
|
|
|
Title:
|
Manager
|
|