SEC FORM 4/A SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
MCCARTHY KENT C

(Last) (First) (Middle)
930 TAHOE BLVD., 802-281

(Street)
INCLINE VILLAGE NV 89451

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
China Cord Blood Corp [ CNDZF ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) X Other (specify below)
Member of group owning > 10%
3. Date of Earliest Transaction (Month/Day/Year)
12/10/2010
4. If Amendment, Date of Original Filed (Month/Day/Year)
12/31/2009
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/10/2010 J(1) 25,375 A $0(1) 3,751,667(4) I See Footnote(2)
Common Stock 12/10/2010 J(1) 949,978 A $0(1) 4,701,645 I See Footnote(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Warrant $0(1) 12/10/2010 J(1) 203,000 12/31/2009 12/15/2010 Common Stock 25,375(1) $0 00 I See Footnote(2)
Warrant $0(1) 12/10/2010 J(1) 7,599,817(4) 12/31/2009 12/15/2010 Common Stock 949,978(1) $0 00 I See Footnote(3)
1. Name and Address of Reporting Person*
MCCARTHY KENT C

(Last) (First) (Middle)
930 TAHOE BLVD., 802-281

(Street)
INCLINE VILLAGE NV 89451

(City) (State) (Zip)
1. Name and Address of Reporting Person*
JAYHAWK PRIVATE EQUITY, LLC

(Last) (First) (Middle)
930 TAHOE BLVD., 802-281

(Street)
INCLINE VILLAGE NV 89451

(City) (State) (Zip)
1. Name and Address of Reporting Person*
JAYHAWK PRIVATE EQUITY GP II, L.P.

(Last) (First) (Middle)
930 TAHOE BLVD., 802-281

(Street)
INCLINE VILLAGE NV 89451

(City) (State) (Zip)
1. Name and Address of Reporting Person*
JAYHAWK PRIVATE EQUITY FUND II LP

(Last) (First) (Middle)
930 TAHOE BLVD., 802-281

(Street)
INCLINE VILLAGE NV 89451

(City) (State) (Zip)
1. Name and Address of Reporting Person*
JAYHAWK CHINA FUND CAYMAN LTD

(Last) (First) (Middle)
930 TAHOE BLVD. 802-281

(Street)
INCLINE VILLAGE NV 89451

(City) (State) (Zip)
1. Name and Address of Reporting Person*
JAYHAWK CAPITAL MANAGEMENT, L.L.C.

(Last) (First) (Middle)
930 TAHOE BLVD., 802-281

(Street)
INCLINE VILLAGE NV 89451

(City) (State) (Zip)
Explanation of Responses:
1. These securities were disposed of and acquired pursuant to an exchange offer by the issuer in which the issuer exchanged one common share for every eight warrants.
2. Acquired and disposed of by Jayhawk China Fund (Cayman), Ltd. Kent C. McCarthy is the manager of Jayhawk Capital Management, LLC, which is the investment manager of Jayhawk China Fund (Cayman), Ltd. Jayhawk China Fund (Cayman), Ltd. directly and solely owns, in the aggregate, 3,217,696 shares of the common stock of the issuer reported on this form. Jayhawk Capital Management, LLC indirectly beneficially owns, in the aggregate, 3,217,696 shares of the common stock of the issuer reported on this form. Mr. McCarthy indirectly beneficially owns, in the aggregate (including shares discussed in footnote 3 below), 4,701,645 shares of the common stock of the issuer reported on this form. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.
3. Acquired and disposed of by Jayhawk Private Equity Fund II, L.P. Kent C. McCarthy is the manager of Jayhawk Private Equity, LLC, which is the general partner of Jayhawk Private Equity GP II, L.P. Jayhawk Private Equity GP II, L.P. is the general partner of Jayhawk Private Equity Fund II, L.P. Jayhawk Private Equity Fund II, L.P. directly and solely owns 1,483,948 shares of the common stock of the issuer reported on this form. Jayhawk Private Equity, LLC and Jayhawk Private Equity GP II, L.P. each indirectly beneficially owns, in the aggregate, 1,483,948 shares of the common stock of the issuer reported on this form. Mr. McCarthy indirectly beneficially owns, in the aggregate (including the shares discussed in footnote 2 above), above), 4,701,645 shares of the common stock of the issuer reported on this form. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.
4. The reporting person inadvertently reported that Jayhawk Private Equity Fund II, L.P. owned 500 warrants more than actually owned and failed to report 1,000 shares of common stock acquired by Jayhawk Private Equity Fund II, L.P. on June 4, 2009.
Remarks:
/s/ Kent C. McCarthy 12/16/2010
/s/ Kent C. McCarthy, Manager of Jayhawk Private Equity, LLC 12/16/2010
/s/ Kent C. McCarthy, Manager of Jayhawk Private Equity, LLC, which is the general partner of Jayhawk Private Equity GP II, L.P. 12/16/2010
/s/ Kent C. McCarthy, Manager of Jayhawk Capital Management, LLC , which is the investment manager of Jayhawk China Fund (Cayman), Ltd. 12/16/2010
/s/ Kent McCarthy, Manager of Jayhawk Private Equity, LLC, which is the general partner of Jayhawk Private Equity GP II, L.P., which is the general partner of Jayhawk Private Equity Fund, II, L.P. 12/16/2010
/s/ Kent McCarthy, Manager of Jayhawk Capital Management, LLC 12/16/2010
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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